Evaluate

SOX and other public company compliance requirements

• FAQ: How is the Privacy Shield Framework being enforced?

  The FTC has issued its first enforcement actions for companies found in violation of the EU-U.S. Privacy Shield Framework, but are the rules doing enough to protect consumer data? Continue Reading

• FTC: Analyzing big data creates discrimination risk

  Big data analytics provides several business benefits but could also discriminate against certain individuals and violate consumer data protection rules. Continue Reading

• FCPA compliance: Lessons learned from Bio-Rad

  Bio-Rad is paying huge fines for FCPA violations, but the fallout could have been much worse if the company had not blown the whistle on itself. Continue Reading

• Bank of America settlement exposes fraudulent lending practices

  Bank of America's huge settlement with the DoJ exposed numerous fraudulent lending practices in the years leading up to the 2008 financial crisis. Continue Reading

• How will SEC enforcement and rule development evolve in 2014?

  The SEC has ramped up regulation in recent years and 2014 will be no different. In this FAQ, learn what to expect for SEC enforcement in 2014. Continue Reading

• The mobile device influence on regulatory compliance mandates

  In this tip, learn how the proliferation of mobile devices in the workplace forces companies to reexamine their regulatory compliance processes.Continue Reading

• IT compliance: FAQs about IT operations, regulations and standards

  This index links to resources about the relationship between IT operations and compliance regulations and standards, including HIPAA, e-discovery, SOX and PCI.Continue Reading

• Enterprise document management FAQ: IT operations and compliance

  Find answers and resources to frequently asked questions about the relationship of enterprise document management to IT operations and compliance.Continue Reading

• FAQ: What is the impact of Sarbanes-Oxley on IT operations?

  This FAQ provides guidance to IT professionals on how Sarbanes-Oxley (SOX) affects IT operations, including who it affects, what is required and what penalties are applied.Continue Reading