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SOX and other public company compliance requirements


The Sarbanes-Oxley Act (SOX) is intended to protect shareholders and the general public from accounting errors and fraudulent practices by dictating which records should be stored, and for how long. Learn more about SOX with the latest information, news, advice, commentary and resources for compliance professionals.
IN THIS TOPIC:  NEWS (9) , EXPERT TECHNICAL ADVICE (6) , REFERENCE & LEARNING (2)

  NEWS: 1 - 3 of 9
Business model risk is a key part of your risk management strategy
SearchCompliance.com | 17 Jun 2009
PODCAST TRANSCRIPT - Management consultants Amit Sen and John Vaughan discuss business model risk, a way to apply risk management policies to new or changed business processes.
Addressing compliance requirements in cloud computing contracts
SearchCIO.com | 11 Jun 2009
ARTICLE - As CIOs look to cloud computing for data backup and storage, compliance requirements must be spelled out and met -- or the data brought back down to earth.
Financial crimes resulting in increased compliance enforcement
SearchCompliance.com | 08 Jun 2009
ARTICLE - Financial crimes are on the rise, according to the current and former U.S. deputy attorneys general, who say the public should expect to see aggressive enforcement of the laws.
VIEW ALL NEWS ON SOX AND OTHER PUBLIC COMPANY COMPLIANCE REQUIREMENTS

  EXPERT TECHNICAL ADVICE: 1 - 3 of 6
Discovery process puts onus on electronic records management tools
Submitted By: SearchCompliance.com | 08 Jul 2009
TIP - Electronic records are now considered equivalent to paper records in the discovery process for regulatory compliance or legal cases, but new search tools are available to help.
Electronic discovery critical to health of company, IT organization
Submitted By: SearchCompliance.com | 02 Jul 2009
TIP - Electronic discovery can turn into an e-nightmare. But an efficient and lean IT organization and a good litigation contingency plan is the key to sustained success.
Leveraging your business intelligence resources for compliance
Submitted By: SearchCompliance.com | 28 Apr 2009
TIP - Business intelligence technology can help CIOs and IT teams organize and manage compliance data into a compliance data system.
VIEW ALL EXPERT TECHNICAL ADVICE ON SOX AND OTHER PUBLIC COMPANY COMPLIANCE REQUIREMENTS

  REFERENCE & LEARNING: 1 - 2 of 2
Chapter excerpt: The Three Core Disciplines of IT Risk Management
George Westerman and Richard Hunter | 28 May 2009
CHAPTER EXCERPT - IT risk management is built on a well-structured foundation of IT assets, a well-designed and executed risk governance process and a risk-aware culture.
FAQ: What is the impact of Sarbanes-Oxley on IT operations?
SearchCompliance.com | 27 Jan 2009
FAQ - This FAQ provides guidance to IT professionals on how Sarbanes-Oxley (SOX) affects IT operations, including who it affects, what is required and what penalties are applied.
VIEW ALL REFERENCE & LEARNING ON SOX AND OTHER PUBLIC COMPANY COMPLIANCE REQUIREMENTS

SEE ALSO - Topics Related to SOX and other public company compliance requirements: 
HIPAA and other healthcare compliance requirements, PCI compliance, E-discovery and compliance, Financial services compliance requirements, Industry-specific requirements for compliance, Vulnerability assessment for compliance


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