SOX and other public company compliance requirements News
March 20, 2014
The SEC has ramped up regulation in recent years and 2014 will be no different. In this FAQ, learn what to expect for SEC enforcement in 2014.
April 04, 2013
The global economy creates unique risks and regulatory compliance rules for multinational corporations, forcing them to re-examine GRC processes.
April 16, 2012
The JOBS Act alters compliance requirements for emerging companies, but experts say it should have little influence on GRC tools and strategy for those already on the right track.
March 21, 2012
The Senate has passed the Jumpstart Our Business Startups Act, legislation that would scale back Sarbanes-Oxley requirements and other compliance mandates for small business.
SOX and other public company compliance requirements Get Started
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The Sarbanes-Oxley Act has forced many businesses to make changes to IT security, but SOX compliance best practices could benefit company-wide GRC. Continue Reading
In this feature, Michael Rasmussen explains why automated SoD reduces compliance costs as well as the potential for fraud and lawsuits. Continue Reading
The Public Company Accounting Oversight Board (PCAOB) is a Congressionally-established nonprofit that assesses U.S. public company audits to protect investors' interests. Continue Reading
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Bio-Rad is paying huge fines for FCPA violations, but the fallout could have been much worse if the company had not blown the whistle on itself. Continue Reading
Bank of America's huge settlement with the DoJ exposed numerous fraudulent lending practices in the years leading up to the 2008 financial crisis. Continue Reading
In this tip, learn how the proliferation of mobile devices in the workplace forces companies to reexamine their regulatory compliance processes. Continue Reading
Manage SOX and other public company compliance requirements
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As information is increasingly stored and handled outside the traditional corporate network, companies must ensure their mobile policy addresses their organization's unique compliance obligations. In this SearchCompliance handbook, learn BYOD ... Continue Reading
Compliance mandates established by the 2002 Sarbanes-Oxley Act, or SOX, are not new, but many organizations still grapple with the myriad effects of SOX on corporate governance and IT operations. In this SearchCompliance handbook, we explore the ... Continue Reading
SOX compliance hinges on an effective data governance strategy, but much needed help is available from information technology tools and processes. Continue Reading
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Compliance professionals are often left out of the cloud deployment loop by the business and IT. Here's how they can still ensure compliance and reduce risk. Continue Reading
Under new SEC social media rules, companies can post business information on social networks. But does the policy create more questions than answers? Continue Reading
The SEC whistleblower program provides monetary rewards for reporting Dodd-Frank violations. Here's how strong reporting processes can protect you. Continue Reading