Assessing your regulatory compliance needs

Regulatory compliance needs

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  • Regulation Fair Disclosure (Regulation FD or Reg FD)

    Regulation Fair Disclosure is a rule passed by the U.S. Securities and Exchange Commission that aims to prevent selective disclosure of information by requiring publicly traded companies to make public disclosure of material, nonpublic information. Continue Reading

  • predictive coding

    Predictive coding software can be used to automate portions of an e-discovery document review. The goal of predictive coding is to reduce the number of irrelevant and non-responsive documents that need to be reviewed manually. Continue Reading

  • SEC's Regulation SCI: A visual timeline

    The SEC adopted Regulation SCI to bolster the technological infrastructure of the U.S. securities market. Take a look at the milestones in the history of Reg SCI, including when it was first proposed, the tech failures that inspired it and more. Continue Reading

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